Operations – Stone House Consulting, LLC

Trade Matching in the Traditional and Alternative Markets

Pressures from investors and regulators are accelerating the pace of convergence in traditional and alternative asset management organizations and improving standards of practice. At present, in the traditional asset management arena, managers’ and brokers’ records are generally compared on a trade-by-trade basis and custodians are authorized by the managers to settle matched transactions. In theContinue reading “Trade Matching in the Traditional and Alternative Markets”

IT/Ops Cooperation, Investor Communication and Social Media

In part two of FTF News’ Q&A with Holly Miller, Stone House Consulting’s founding partner, discusses how to get IT and operations to work together effectively, the survey on investor communication and operational risk that Stone House is conducting with Infonic AG and innovative ways buy-side firms can leverage social media. Part one of theContinue reading “IT/Ops Cooperation, Investor Communication and Social Media”

Managing the Increased Risks Associated with Outsourcing

Stone House Consulting provides 15 practical suggestions for managing the increased risks that may be introduced by outsourcing. This slideshow was presented on Wednesday, 2 March 2011 at the 5th Annual OpRisk Conference in New York by Holly Miller, founding partner of Stone House Consulting.

Stone House Consulting Releases its First Book–THE TOP TEN OPERATIONAL RISKS: A SURVIVAL GUIDE FOR INVESTMENT MANAGEMENT FIRMS AND HEDGE FUNDS

Press Contacts: Deborah Eisenberg / Matthew Chisum Cognito +1.415.946.8820 stonehouse@cognitomedia.com Advanced Praise Offered by Leading Industry Executives including Bruce J. Feibel, CFA, Managing Director, BNY Mellon and Bill Bogle, Partner and Chief Compliance Officer, NEPC LLC Available Now in Paperback and Electronically via Amazon Kindle Thornton, Penn. – December 13, 2010 – Stone House Consulting, LLC,Continue reading “Stone House Consulting Releases its First Book–THE TOP TEN OPERATIONAL RISKS: A SURVIVAL GUIDE FOR INVESTMENT MANAGEMENT FIRMS AND HEDGE FUNDS”

Operational Risk #10: Reading the Fine Print—Know Thy Legal Entities

We’re sorry—the article you are looking for is no longer available on our website. However, it is included in our book, The Top Ten Operational Risks: A Survival Guide for Investment Management Firms and Hedge Funds. Purchase your paperback copy or Kindle version!

Stone House Consulting and Investit Partner to Offer Strategic Benchmarking and Consulting Services to Traditional and Alternative Investment Managers

FOR IMMEDIATE RELEASE TUESDAY, 1 JUNE 2010 – NEW YORK AND LONDON Stone House Consulting, LLC and Investit Ltd today announced a strategic partnership to provide traditional and alternative investment managers with a suite of consultancy services, industry research, best-practice benchmarking and self-assessment tools. These products and services are designed to help managers gather assetsContinue reading “Stone House Consulting and Investit Partner to Offer Strategic Benchmarking and Consulting Services to Traditional and Alternative Investment Managers”

Tag Archives: Operations

Trade Matching in the Traditional and Alternative Markets

Managing the Increased Risks Associated with Outsourcing

Stone House Consulting Releases its First Book–THE TOP TEN OPERATIONAL RISKS: A SURVIVAL GUIDE FOR INVESTMENT MANAGEMENT FIRMS AND HEDGE FUNDS

Operational Risk #10: Reading the Fine Print—Know Thy Legal Entities

Operational Risk #8: Reconciliation Gaps—A False Sense of Security

Operational Risk #4: Dropped Batons—Hand-offs

Operational Risk #3: Novices, Apprentices and Soloists—Inadequate Training or Cross-Training

Operational Risk #2: The Blind Leading the Blind—Overextended and Underqualified Managers

Stone House Consulting and Investit Partner to Offer Strategic Benchmarking and Consulting Services to Traditional and Alternative Investment Managers