Operational Risk: A Photo Really Does Speak 1,000 Words

An ‘alert reader’ sent us this link to a photo of JPMorgan’s London trading floor, which last week suffered from a plumbing problem–presumably from the floor above. We recommend anyone interested in operational risk click to see the photo and then envision your own trading desk or client files. We suspect JPMorgan may appreciate theContinue reading “Operational Risk: A Photo Really Does Speak 1,000 Words”

Operational Risk #6: Playbooks—Workflow Documentation

We’re sorry—the article you are looking for is no longer available on our website.  However, it is included in our book, The Top Ten Operational Risks: A Survival Guide for Investment Management Firms and Hedge Funds.  Purchase your paperback copy or Kindle version!

Operational Risk #5: Naïve Reliance on Technology—The Downside of Automation

We’re sorry—the article you are looking for is no longer available on our website.  However, it is included in our book, The Top Ten Operational Risks: A Survival Guide for Investment Management Firms and Hedge Funds.  Purchase your paperback copy or Kindle version!

Operational Risk #4: Dropped Batons—Hand-offs

We’re sorry—the article you are looking for is no longer available on our website.  However, it is included in our book, The Top Ten Operational Risks: A Survival Guide for Investment Management Firms and Hedge Funds.  Purchase your paperback copy or Kindle version!

Operational Risk #3: Novices, Apprentices and Soloists—Inadequate Training or Cross-Training

We’re sorry—the article you are looking for is no longer available on our website.  However, it is included in our book, The Top Ten Operational Risks: A Survival Guide for Investment Management Firms and Hedge Funds.  Purchase your paperback copy or Kindle version!

Operational Risk #2: The Blind Leading the Blind—Overextended and Underqualified Managers

We’re sorry—the article you are looking for is no longer available on our website.  However, it is included in our book, The Top Ten Operational Risks: A Survival Guide for Investment Management Firms and Hedge Funds.  Purchase your paperback copy or Kindle version!

#1 Operational Risk: Complacency—Trivializing and Disregarding Risks

We’re sorry—the article you are looking for is no longer available on our website.  However, it is included in our book, The Top Ten Operational Risks: A Survival Guide for Investment Management Firms and Hedge Funds.  Purchase your paperback copy or Kindle version!

Top 10 Areas of Operational Risk for the Buy Side

We’re sorry—the article you are looking for is no longer available on our website.  However, it is included in our book, The Top Ten Operational Risks: A Survival Guide for Investment Management Firms and Hedge Funds.  Purchase your paperback copy or Kindle version!  

Philip Lawton, Leading Performance Expert, Joins Stone House Consulting

FOR IMMEDIATE RELEASE TUESDAY, 20 JULY 2010 – THORNTON, PA Stone House Consulting, LLC announced that Philip Lawton, formerly head of the Certificate in Investment Performance Measurement (CIPM®) program at CFA Institute, has joined the firm as a partner. Holly Miller, founding partner of Stone House Consulting, said, “Investment managers and hedge funds that excelContinue reading “Philip Lawton, Leading Performance Expert, Joins Stone House Consulting”

Signs of Maturity

During her opening remarks as chairperson of FTF News’ 3rd Annual Hedge Fund Operations and Technology Conference in New York, Holly Miller, partner at Stone House Consulting, discussed critical signs of maturity that hedge fund managers will need to demonstrate to regulators.  Wall Street & Technology highlighted them in their May 2010 cover story.  PleaseContinue reading “Signs of Maturity”