Dodd-Frank – Stone House Consulting, LLC

Operational Risk #9: Poor Planning and Slow Response Times—Changes in the Firm, the Marketplace and the Regulatory Environment

We’re sorry—the article you are looking for is no longer available on our website. However, it is included in our book, The Top Ten Operational Risks: A Survival Guide for Investment Management Firms and Hedge Funds. Purchase your paperback copy or Kindle version!

Dodd-Frank Act

Holly Miller, founding partner of Stone House Consulting, discusses implications for the investment management industry rising from regulatory reform and the Dodd-Frank Act. Read about the latest “Women on the Buy-Side” event at theglasshammer.com.