How does one go about selecting a firm to verify their claim of compliance with the Global Investment Performance Standards? Stone House Consulting partners Philip Lawton and Holly Miller discussed this topic during a recent webinar hosted by FTF News held on March 16th. Highlights from the webinar were covered in an article by SecuritiesContinue reading “Verifying the Verifier”
Category Archives: Press Coverage
IT/Ops Cooperation, Investor Communication and Social Media
In part two of FTF News’ Q&A with Holly Miller, Stone House Consulting’s founding partner, discusses how to get IT and operations to work together effectively, the survey on investor communication and operational risk that Stone House is conducting with Infonic AG and innovative ways buy-side firms can leverage social media. Part one of theContinue reading “IT/Ops Cooperation, Investor Communication and Social Media”
Investors’ IT Savvy, STP and the Cloud
In advance of chairing tomorrow’s 5th Annual OpRisk Conference in New York, Stone House Consulting’s founding partner, Holly Miller, is interviewed by Eugene Grygo of FTF News in a two-part series. Read what she has to say in this first conversation about the role IT plays during investor due diligence, hidden risks in straight-through processingContinue reading “Investors’ IT Savvy, STP and the Cloud”
10 Operational Risks to Watch For
Securities Technology Monitor features a terrific slide show on Stone House Consulting’s new book, The Top Ten Operational Risks: A Survival Guide for Investment Managers and Hedge Funds.
Dodd-Frank Act
Holly Miller, founding partner of Stone House Consulting, discusses implications for the investment management industry rising from regulatory reform and the Dodd-Frank Act. Read about the latest “Women on the Buy-Side” event at theglasshammer.com.
Fixes for Algo Trading Glitches Come from Within
Stone House partner Holly Miller discusses improved controls that can help prevent trading algorithm problems like the one that Deutsche Bank experienced on the Osaka Stock Exchange in June, for which the bank’s wrists were slapped this week. See the article in WatersTechnology’s Sell Side Technology magazine.
Signs of Maturity
During her opening remarks as chairperson of FTF News’ 3rd Annual Hedge Fund Operations and Technology Conference in New York, Holly Miller, partner at Stone House Consulting, discussed critical signs of maturity that hedge fund managers will need to demonstrate to regulators. Wall Street & Technology highlighted them in their May 2010 cover story. PleaseContinue reading “Signs of Maturity”
Debating Transparency and Valuation
Yesterday, theglasshammer.com hosted its second Women on the Buy-Side networking breakfast and panel discussion. Nicki Gilmour, founder and CEO of theglasshammer.com, began the event by explaining that the purpose of the gathering was to draw together top women in the investment management industry to discuss the topic of risk and its implications on performance for 2010. GilmourContinue reading “Debating Transparency and Valuation”
Leaders of the Pack
Video of The Glass Hammer Network’s breakfast networking event on Sep 29 in New York City. Hosted by Nicki Gilmour, CEO, theglasshammer.com. Panelists include Cynthia Steer, Head of Research Strategy, Rogerscasey; Marianne Brown, CEO, Omgeo; Liz Philipp, Head of the New York Office, PIMCO; and Annie Morris, Head of North America, Linedata Services. Moderated byContinue reading “Leaders of the Pack”